Solutions

Proactive risk and compliance management

For financial institutions navigating increasing regulatory complexity and scrutiny

Data Readiness Assessment for AI Adoption icon

Data Readiness Assessment for AI Adoption

Lay the groundwork for safe, scalable AI starting with your data

Successful AI adoption starts with trust in your data. Our Data Readiness Assessment service helps you evaluate and strengthen the policies, controls, and data governance needed to support responsible AI implementation without introducing unnecessary risk.

What's Included:

Evaluation of data governance processes and related capabilities

  • Policies, procedures, and business processes
  • Ownership structures
  • Collection of metadata from structured sources—including databases, reports, and machine learning models
  • Unstructured data from formats such as Excel, Word, and PDF documents
  • Data quality considerations and lineage documentation

Operations risk taxonomy creation and control mapping

  • Assessment of control effectiveness and alignment with established policies
  • Mapping regulatory requirements according to asset size and business functions
  • Development of custom AI use case templates to support responsible experimentation and implementation

AI governance

  • Domain-specific risk taxonomies
  • Maturity models for AI risk
  • Tying risk assessments to real business needs
  • Planning next steps that match your AI adoption progress
  • Auditing of existing policies and procedures

Make smarter AI decisions with a foundation that's built for oversight, compliance, and scale.

Evaluate Your AI Readiness
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Reg Ready

Compliance Intelligence Tailored to your Institution

RegReady is the regulatory layer of CORE, Auditrol's foundational approach to risk & compliance. Its proprietary AI analyzes federal and state regulations, industry frameworks, risk taxonomies, and domain knowledge to deliver tailored control recommendations based on your asset size, products, and business functions.

The regulatory health check quickly assesses your business controls, identifies policy gaps using relevancy scores, eliminates duplicates with machine learning, and flags missing controls—all within hours and adaptable to evolving business needs. Recommended controls can be accessed directly from your database or via API integration with your existing GRC system.

Reg Ready Supports Oversight From:

  • FRB - Federal Reserve Board
  • OCC - Office of the Comptroller of the Currency
  • FDIC - Federal Deposit Insurance Corporation
  • CFPB - Consumer Financial Protection Bureau
  • NCUA - National Credit Union Administration
  • State Regulators - Tailored coverage based on jurisdiction and scope

With Reg Ready as part of your CORE, regulatory alignment becomes a proactive advantage, empowering compliance teams to move faster, with greater confidence.

Discover Reg Ready
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Meta Monitor

Visibility, Structure, & Traceability Built Into Your Data Layer

Meta Monitor brings discipline and clarity to the way the governance of your metadata, risk and compliance is stored and tracked. As part of Auditrol's CORE, it provides a standard data model to centralize metadata across databases, applications, AI/ML models, ETL jobs, regulations, business processes, and operations controls.

Meta Monitor tracks metadata changes in real time, helping institutions safeguard data integrity, enforce governance, and maintain a defensible audit trail.

With Meta Monitor, You Can:

Data Visibility & Governance

  • Build a data catalog for structured and unstructured data
  • Assign ownership to critical data elements tied to reports, analytics, & controls
  • Show element-level lineage with source and rule traceability
  • Trace data across reports, models, processes, and controls
  • Monitor metadata changes in real time

Risk Alignment & Control Optimization

  • Standardize data models to streamline risk and control taxonomies
  • Strengthen oversight with end-to-end lineage and audit-ready documentation

Turn your scattered, siloed metadata into a single source of truth to better manage complexity, reduce risk, and support compliance at scale.

Unify Your Meta Data Oversight
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Assurance Engine

Where Continuous Oversight Meets Intelligent Execution

Control Automation is a key component of Auditrol's CORE platform designed to replace fragmented, manual processes with scalable, intelligent control management. At the center of it all is the Assurance Engine: the power and brains behind real-time monitoring, proactive risk detection, and audit-ready transparency.

Assurance Engine Delivers:

Sandboxed Control Testing:

  • Validate changes in a safe, isolated environment before deploying system-wide.

Continuous Risk Monitoring:

  • Identify and respond to potential issues in real time before they become exposures.

Audit-Ready Lineage:

  • Maintain clear traceability from regulatory requirements to controls and underlying data.

Proactive Risk Mitigation:

  • Act early with intelligent insights that help reduce regulatory and operational risk.

Provide your team with the intelligence and agility to stay ahead of change without added complexity.

Explore Assurance Engine

Discover What's Possible

Take control of your risk and compliance future and start transforming risk management into a strategic advantage.

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